Early in his career, the University of Oxford mathematician Roger Penrose inspired the artist M. C. Escher to create Ascending and Descending, the visual illusion of a loop of staircase that seems to be eternally rising. It remains a fitting metaphor for Penrose's ever enquiring mind.
During his long career, he has collaborated with Stephen Hawking to uncover the secrets of the big bang, developed a quantum theory of consciousness with anaesthesiologist Stuart Hameroff and won the Nobel prize in physics for his prediction of regions where the gravitational field would be so intense that space-time itself would break down, the so-called singularity at the heart of a black hole.
Undeterred by the march of time - Penrose turned 91 this year - he is continuing to innovate, and even planning communications with future universes.
The Big Bang was the conformal continuation of the remote future of a previous eon.
And maybe we, maybe others, could use a very, very advanced civilization which will learn
how to send signals into the next eon.
So, Roger, thank you for talking to new scientists, making time for this.
One thing I wanted to ask, sort of leading off, was about black holes, because this is
where you started your career, effectively.
And then, of course, we're now in the era where we're taking photographs of black holes.
And so I was wondering how it felt to you when you first saw the photograph of a black hole.
I think it was just sort of a splodge in the middle.
That's right, yeah.
So it didn't make much impression on me, because I was expecting these things by then.
The reaction of many people was quite, well, let me give you an example of this.
Bob Dickey, who is a well-known cosmologist, physicist, a very distinguished man, and he
came and slapped me on the back and said, you've done it, you've shown general relativity
is wrong.
And that was quite the common view, that the fact that you've got these singularities.
And I suspect that even Einstein would probably have had that reaction, because he was very
much against the existence of singularities.
Einstein, I think, would have thought, no, no, we can't have singularities, there must
be something wrong with the theory.
I think the view had been that it would swish around and come swirling out again.
And this showed that's not what happens.
That's what I proved.
It wasn't really even black holes.
Now it's accepted that we have singularities, they're very much central to cosmology.
At the time when you were looking at that, was it an odd thing to be looking into?
At the time, the quasars had been observed, and the strength of the signal indicated that
they must be enormously large, but also small, because the variations in signal show they
must be small.
Large and small indicated that something like what we now call a black hole.
So it did suggest that we had out there, these quasars were things that were very compressed
concentrated bodies, down to the sort of level where you would see this kind of problem arising.
I just didn't think the arguments were that likely to prove convincingly that you didn't
have singularities.
So I thought about it my own way, which was certainly very different from the way other
people were thinking about it.
What people were thinking about was either looking at exact models, and the Schwarzschild
solution, which is a spherically symmetrical one, known very early on, and the Kerr solution,
which is now believed to represent a rotating black hole.
The exact solutions have a role to play, but they don't tell you what's going to happen
in a general complicated collapse.
Or you could look at complicated computer calculations.
Computer calculations were very much in the rudimentary form at the time, but even so,
they don't tell you that singularities are coming up.
They really say, well, look, with a computer program, everything's broken down.
Is that because it's sort of run out of memory or calculations have given up?
All this time later, you get the Nobel Prize in 2020.
Did that come as a surprise to you?
And has it made any difference to how you work or the opportunities you have?
No, I didn't expect it at all.
2020, it was a good thing and a bad thing.
Because of the lockdown, I was able to sort of work out certain ideas that had been buzzing
around in my head, and I hadn't had a chance to work.
And so I wrote down some notes and sent them around to colleagues, and this did end up
being a paper.
This was, I would say, the good thing.
The bad thing was getting the Nobel Prize, because it stopped the whole thing dead.
I'm being unfair, really.
It wasn't entirely that.
What the citation said was, black holes are a robust prediction of Einstein's general
theory of relativity.
What I really showed was singularities are a robust prediction of general relativity.
See, the thing that we don't know is whether you get singularities that are hidden behind
horizons, which is a black hole.
That's what we believe.
Or whether you could get naked ones.
It's the singularities which are just there, and information could come out of them.
And I, in a sort of way, rather hoped, in my wild sort of view, that maybe naked singularities
might occur.
But as far as I'm aware, there is still no proof.
The general community sort of resigned to the idea, what do you get?
It's black holes.
Which, in a sense, is a more boring situation.
Obviously, you've got decades of work behind you, but presumably you're still active and
interested in stuff now, and working on things now.
So, what are you currently interested in?
Well, conformal cyclic cosmology.
Oh, yes.
Which is the view that the Big Bang was not actually the origin of the universe, but the
Big Bang was the conformal continuation of the remote future of a previous eon.
You see, in this theory, there are cycles.
It begins with a Big Bang.
Each one has its own Big Bang.
It continues.
The universe expands and expands, and then indulges in this exponential expansion, which
we now see for our own eon.
So, the conformal cyclic universe idea has been around a long time, and as far as I can
tell, it doesn't get a lot of pickup from the rest of the physics community.
Is that fair to say?
You're absolutely right.
It does not get a lot of pickup.
I find that when I give talks to people who are not physicists, they could be scientists,
then they latch onto it much more easily than the people who are conventional cosmologists.
Very few of them, I would say, take me seriously.
I don't fully understand.
The conformal cyclic cosmology is an idea which does have observational implications.
I think people should worry about science, in a way.
I hate to say this, because the evidence for it is really quite strong.
The strength of the signal we see is a 99.98% confidence level, which is pretty strong.
What we've claimed to see in this paper is what I call hawking points.
Now, what is a hawking point?
One single black hole gradually swallows most of the cluster,
until the universe gets colder than the black hole's hawking temperature.
That temperature becomes the hottest thing around when the universe gets colder than it,
and then it radiates away.
All that radiation carries away the entire mass, pretty well, of that black hole.
That radiation is concentrated in one tiny little point.
All that energy bursts through onto the other side.
It takes 380,000 years before light can escape.
Finally, the photons can escape, and that's the microwave background.
That's the earliest thing you actually see.
Can I move on to another of your controversial ideas,
which is the idea that consciousness involves quantum effect?
Is that something that you still believe in and are working towards?
I'd written my book, The Emperor's New Mind,
thinking that it might stimulate young people to do physics, I hope.
Pretty well all the letters I got were from old, retired people,
which was a bit of a comedown.
But I got a letter from this crazy person, I thought, at first.
This is Stuart Hameroff?
This was Stuart Hameroff.
He had the view that consciousness had to do not with nerve transmission,
as everybody else seemed to think, but in terms of microtubules,
these little tiny structures, much, much smaller than nerves.
So we got together and did things.
We didn't quite know what we were doing.
There are certain rough edges to that argument which need to be thought about,
but the general argument is still what I believe.
Whatever understanding is, is something which must be beyond computable physics.
If you think consciousness is non-computable,
does that mean that you think it's beyond what science can discern?
No, not necessarily beyond science.
No, it's just beyond current science.
My claim is much worse, much more serious, much more outrageous
than that it's quantum mechanics in the brain.
People say, oh, quantum mechanics in the brain can't be that.
That's worse.
I'm saying, no, it's not quantum mechanics.
It's where quantum mechanics goes wrong.
It's a theory which we don't know yet.
I would say that of the mainstream views about what consciousness is,
I don't know, there are about four of them, and one of them is us.
That's a bit of a shift.
There are also experiments now looking at effects to do with quantum effects
and to do with effects of general anesthetics,
and there do seem to be some connections there.
It's coming into the area of experimental conformational refactorization.
I find that exciting.
You've spent decades, obviously, thinking about the structure of the universe,
thinking about consciousness, and really, I guess, in that respect,
what it means to be human and to think about the universe.
I was wondering whether any of this comes together
and gives you any sense of whether there's inherent meaning in the universe for you.
Does it make you, in some sense, spiritual to think about those kinds of things?
It's a difficult question to answer, mainly because I don't know the answer.
I don't believe in any religion I've seen.
In that sense, I'm an atheist.
However, I would say that there is something going on
which might resonate with a religious perspective.
I think the presence of consciousness, put it like that,
is not an accident in a certain sense.
It certainly has connections with the view that people often have,
that you've got these constants of nature and nobody knows where they come from.
If they didn't have the particular values that they have,
then we wouldn't have, maybe, interesting chemistry.
We wouldn't have life.
I find that a little bit of a difficult argument to make clear
because we don't know, if the numbers were different,
what kind of a thing might call life.
There is that question about CCC.
Do the constants of nature get jumbled up each time you go around into the next eon?
It's an interesting question, which relates to a paper which I did write
with one of my collaborators, Vaheguru Sajjan,
where we look for signals coming from the previous eon,
mainly the collision between supermassive black holes
and they produce gravitational wave signals,
which we should be able to see the implications of in our eon.
The claim is we do.
Again, people dispute this very much,
but I think they're pretty strong arguments that there's something going on there.
In some ways, the purpose of physics is to be able to
communicate with the next generation of universes
and warn them to behave better than we have.
Behave better than we have, yes.
That might be it.
Yes, sure.
Take our civilization.
I'm not all that optimistic that we're going to go on for a huge length of time.
The probability that something will trigger a nuclear catastrophe is not that tiny.
In fact, I think we're pretty lucky to be around now,
but maybe other civilizations will be more sensible than us.
Settle down.
I think some version of SETI, looking for different civilizations,
maybe we should look at the really successful ones,
which would be very late in the previous eon.
That's maybe more promising in some respects.
Maybe we, maybe others, produce a very, very advanced civilization
which will learn how to send signals into the next eon.
Probably gravitational wave signals are the best bet.
I had thought in terms of very, very low-frequency electromagnetic signals,
which might get through too.
It might be there's something that says,
you stupid idiots.
That's what we're doing.
Oh.
Yes.
It's quite possible.
So I think we can conclude that physics is far from finished.
It's far from finished.
Absolutely right.
Roger, thank you so much for your time.
It's been a fascinating conversation.