Han Feizi The Machiavelli of China Audiobook Part 2

Han Feizi
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Aug 15, 2023
Chapter 9. Eight Villainies.
In general, ministers can be led to commit villainy through eight ways.
The first is through the bribery of sharers of the same bed. This refers to how ministers would
use attractive ladies, beloved concubines, feminine courtiers, and charming young men
to bewitch the ruler. Taking advantage of the ruler's relaxed state after governmental work,
and exploiting his drunkenness and satisfaction, these sharers of the same bed manipulate the
ruler to get what they want. They secretly bribe them with gold and jewelry to bewilder the ruler.
This is what is meant by, the bribery of sharers of the same bed.
The second way is through the bribery of bystanders. This refers to actors,
jesters, clowns, attendants, and courtiers who act overly eager to serve the ruler even before
he gives any orders. They anticipate his needs by observing his facial expressions and gestures,
aiming to please him before he makes up his mind. These people act as a unified group,
responding and replying in harmony to sway the ruler's decisions.
Ministers bribe them secretly with gifts like gold, jewelry, and curiosities, encouraging them
to deceive the ruler for their benefit. This is what is meant by, through the bribery of bystanders.
The third way is through the entertainment of uncles and brothers. This refers to how
the sovereign favors sons from concubines and seeks advice from prime ministers and
court officials, who hold significant influence. Ministers entertain the sons of concubines with
music and beauties and use flattery and manipulation to win the favor of prime
ministers and court officials. They make promises and submit projects through them,
ensuring that when tasks are accomplished, their ranks and rewards increase, satisfying their own
desires. In this way, they make these influential figures violate the trust of the ruler.
This is what is meant by, through the entertainment of uncles and brothers.
The fourth way is through fostering calamities. This refers to the ruler's tendency to enjoy
embellishing palaces, terraces, and pools and lavishly decorating people and animals to amuse
himself, which can lead to calamities. Ministers exploit this by using the people's labor and
increasing taxes to enhance palaces and decorations, appealing to the ruler's
They follow his whims to gain advantages for themselves. This is what is meant by,
through fostering calamities. The fifth way is through buying up vagabonds.
This refers to how ministers distribute public funds to please the masses and offer small favors
to win the support of the common people. By doing so, they gain praises and popularity,
both in the court and in public places, and deceive the ruler to fulfill their own desires.
This is what is meant by, through buying up vagabonds.
The sixth way is through the employment of skilled orators. This means that the ruler,
being cut off from various sources of information, rarely hears different opinions and
discussions. Therefore, he becomes susceptible to changing his mind due to the influence of
eloquent persuaders. Ministers find articulate speakers from other feudal states and groom
persuasive individuals within their own country. These speakers artfully present their self-seeking
agendas using convincing and polished language, manipulating false statements to show the ruler
the benefits and powers they can offer, as well as the calamities and disadvantages he should avoid.
This way, they lead the ruler astray. This is what is meant by, through the employment of
skilled orators. The seventh way is through the
irrigation of authority and strength. This refers to how the ruler maintains his authority and power
by gaining the support of officials and the people. Whatever he approves is considered good
by them, and whatever he disapproves is seen as bad. Ministers then gather bold swordsmen and
desperate individuals to display their authority, making it known that those who align with them
will prosper, while those who oppose them will face severe consequences.
They use this intimidation to control officials and the people and act selfishly.
This is what is meant by, through the irrigation of authority and strength.
The eighth way is through the accumulation of support from the four directions.
This means that if the ruler's country is small and weak, he must submit to the demands of larger
powers and fear stronger armies. The small country must accept the requests of larger
powers and obey the commands of stronger armies. In response, ministers increase taxes, deplete
public treasuries and military supplies, and exhaust the country's resources to serve larger
powers and utilize their influence to manipulate the ruler. In more extreme cases, they might even
invite foreign troops to gather at the borders while keeping their sovereign confined within the
country. Alternatively, they might invite envoys from enemy states to manipulate and intimidate
their ruler. This is what is meant by, through the accumulation of support from the four directions.
These eight ways are generally how ministers can be led to commit villainy, and they often
lead the rulers of the present age to be deluded, manipulated, and deprived of their power and
Therefore, every sovereign should carefully study these methods. An intelligent ruler,
when it comes to women, may appreciate their beauty but should not yield to their pleas and
requests. As for those close to him, although he may enjoy their company, he must hold them
accountable for their words and never let them express unnecessary opinions. Regarding uncles,
brothers, and chief vassals, the ruler should consider their advice, but hold them responsible
for failures and reward them for successes, avoiding arbitrary promotions. In matters of
seeking pleasure and enjoying curios, the ruler should appoint specific individuals to handle
them and not allow anyone to freely bring in or take out such objects, preventing ministers from
anticipating the sovereign's desires. When it comes to distributing favors, it should be done
at the ruler's discretion, utilizing the emergency treasury and public storehouses for the benefit of
people. No minister should be allowed to grant personal favors. Regarding discussions and
persuasions, the ruler should assess the abilities of those reputed to be good and point out the
flaws of those considered bad, but he should not allow the ministers to speak with each other about
these matters. Concerning bold and strong individuals, the ruler should not neglect
rewarding merit on the battlefield or punishing boldness in local disputes, and no minister should
provide them with private money. As for requests from other feudal lords, lawful ones should be
granted, while unlawful ones should be rejected. The so-called doomed ruler is not one who has
lost his state, but one who has a state but is not in control. If he allows his ministers to
control domestic affairs through the support they receive from other powers, the ruler will be doomed
to ruin. Even if obeying big powers seems to save the country from ruin, such ruin will come faster
than if he disobeys. Therefore, he should never obey them. Once the ministers realize the ruler
won't obey, they won't seek alliances with other feudal lords. And when the feudal lords see that
the ruler won't obey, they won't trust any of his ministers to deceive him. The reason why an
intelligent ruler establishes posts, offices, ranks, and rewards is to promote the worthy and
encourage men of merit. Hence, it is said, the worthy receive substantial rewards and hold high
offices. Men of merit gain honorable ranks and receive generous rewards. The ruler appoints the
This approach encourages worthies to serve the ruler without concealing their abilities and
allows men of merit to advance in their careers, resulting in successful tasks and achievements.
That is not the case in modern times. There is no longer any discrimination between the
worthy and unworthy, nor any distinction between men of merit and those with none.
Anyone favored by feudal lords is granted a position, and any request made by courtiers
is fulfilled. Uncles, brothers, and chief vassals ask the sovereign for ranks and rewards,
then sell them to their inferiors to accumulate money and benefits, supporting their own
dependents. As a result, those with wealth and advantages purchase offices to gain noble status,
and those with connections to courtiers seek grants to enhance their social standing.
In this environment, officials who have served the country meritoriously are overlooked,
and the allocation of posts and offices deviates from the legitimate path.
Consequently, everyone in government service disregards their responsibilities,
cultivates relationships with foreign powers, neglects their duties, and pursues money in every
way, causing worthies to lose heart and stop putting in effort, while men of merit waste
their time and abandon their careers. This is the atmosphere of a decaying country, indeed.
Now, let's consider the ten faults. The first fault is practicing loyalty in trivial matters,
which betrays loyalty in significant matters. The second fault is valuing small advantages,
which hampers the pursuit of greater advantages. The third fault is forcing personal bias,
asserting oneself, and behaving disrespectfully before feudal lords, leading to self-destruction.
The fourth fault is neglecting political counsel and indulging in trivial pursuits,
leading to misery. The fifth fault is being covetous, self-opinionated, and driven solely
by greed, which is the root cause of state ruin and self-destruction. The sixth fault is indulging
in trivial pleasures and neglecting state affairs, foreshadowing the downfall of the state. The
seventh fault is leaving home for distant travels and ignoring remonstrances, putting one's esteemed
position at home in jeopardy. The eighth fault is committing errors, refusing to listen to loyal
ministers, and enforcing one's own opinions, leading to the destruction of one's reputation
and becoming a subject of ridicule. The ninth fault is failing to consolidate forces within
one's borders and relying on foreign feudal lords, which brings the calamity of dismemberment to the
country. The tenth fault is insulting powerful nations despite the smallness of one's own
country and disregarding advice from remonstrants, which paves the way for the extermination of one's
Practicing small loyalty refers to showing loyalty in trivial or insignificant matters
while failing to demonstrate true loyalty in significant or crucial situations.
For instance, in the historical account of King Kung of Chu and the High Commissioner of the Army,
Su Fan, there was a battle where Chu suffered a defeat. During the fighting, Su Fan, feeling thirsty,
asked his attendant, Shu Yong Ko, for a drink. Yong Ko brought him a cup of wine,
but Su Fan, not recognizing it as wine, drank it and ended up getting drunk.
Later, when King Kung called for a conference, Su Fan used a pretext to avoid attending,
which was taken as a lack of concern for the king's welfare. When the king visited Su Fan's
tent and smelled wine, he felt disappointed and decided to retreat from the battle.
Eventually, Su Fan was beheaded as a punishment for his disgraceful behavior.
This incident illustrates how Su Fan's small act of disloyalty in drinking wine during a battle
showed his true lack of loyalty to the king, leading to severe consequences for him.
What is meant by esteeming small advantages? Esteeming small advantages refers to valuing
minor benefits or gains over more significant or long-term advantages. In the historical account
of Duke Xian of Qin planning to invade Kuo through Yu, his advisor, Sun Shi, suggested
bribing the duke of Yu with valuable gifts such as jade and horses from Chu. The duke of Qin
hesitated, considering that these gifts were precious treasures, and if they were accepted,
it might not guarantee the way through Yu. Sun Shi assured the duke that if the duke of Yu
accepted the gifts, it would ensure their passage through Yu, and if not, he would not accept the
He emphasized that the small advantage of keeping the treasures and horses safe in the treasury or
stables was not worth worrying about compared to the significant advantage of gaining access to
the desired route. In this case, esteeming small advantages would have led to the duke of Qin
being overly cautious and missing the opportunity to achieve his larger goal of invading Kuo.
Sun Shi's counsel encouraged the duke to focus on the more substantial advantage and take the
The duke of Yu, considering the jade and horses to be valuable assets,
contemplated granting Qin's request for passage through his territory to invade Kuo.
However, Kung Qi Qi advised against it, explaining that Yu and Kuo were interconnected,
just like a carriage and its wheels. If Qin was allowed to pass through and Kuo fell,
Yu would be next. Kung Qi Qi urged the duke not to grant the request, but the duke ignored the
advice and allowed Qin to proceed. Three years later, Sun Shi sought revenge and invaded Yu,
ultimately conquering the country. When Sun Shi returned with the horses and jade,
he reported the victory to Duke Xian. The duke was pleased with the result, but he noticed that
the horses' teeth had grown longer, indicating the hardships they endured during the campaign.
The duke of Yu's pursuit of small advantages without considering the consequences led to
his army's peril and his country's dismemberment, as the saying goes,
to esteem small advantages hampers large advantages.
What is meant by Enforcing Personal Bias?
In the past, King Ling of Chu organized an interstate conference at Shen. However,
when the crown prince of Sung arrived late, he was arrested and put in jail.
The king also insulted the ruler of Shu and detained Qing Feng of Cai. A middle chamberlain
remonstrated with the king, emphasizing the importance of adhering to interstate etiquette
during such conferences, as they could have significant consequences for the involved
countries. The chamberlain warned that past incidents of breached etiquette led to revolts
and uprisings. Unfortunately, King Ling refused to listen to this counsel and enforced his own
opinions instead. Within ten years, King Ling went on a tour to the south, where he faced harassment
from the officials. This resulted in King Ling starving to death by the dry brook. The saying
goes, to enforce personal bias and assert oneself leads to self-destruction. King Ling's unwillingness
to heed advice and his insistence on acting according to his own preferences ultimately
led to his downfall. What is meant by Indulging in the Five Musical Notes?
In ancient times, Duke Ling of Wei was on his way to Qin and stopped by the Pu Water.
He took a break, loosened his carriage, and let the horses rest while setting up a pavilion for a
stay. Around midnight, he heard someone playing a new and captivating piece of music that delighted
him. In the morning, he sent men to find the musician, but they returned empty-handed. So,
he called musician Chuan and asked him to listen to the music and recreate it.
Musician Chuan agreed and spent the night playing the harp to copy the tune. The next day,
he reported to Duke Ling that he had learned it but needed more practice. They decided to stay
another night to perfect the piece. After mastering it, they continued their journey to Qin. Upon
arriving at Duke Ping of Qin's place, they were treated to a wine feast at the Shi'i Tower. As the
drinking session reached its peak, Duke Ling stood up and expressed his desire to showcase the novel
music he had discovered. Duke Ping agreed, and Duke Ling summoned musician Chuan to play the
harp alongside musician Chuan. However, before the performance concluded, musician Chuan interrupted
and stopped the music, warning that it was a state-ruining piece and should not be played to
the end. Duke Ping inquired about the origin of the music, and musician Chuan revealed that it
was composed by musician Yen and presented to King Chao in the past. When King Wu attacked Chao,
musician Yen fled eastward and drowned himself in the Pu Water. Thus, the music was only heard
near the Pu Water, and anyone who heard it performed would witness their homeland being
torn apart. Despite the warning, Duke Ping found himself particularly amused by music and insisted
on hearing the full tune. So musician Chuan proceeded to perform it to completion. Duke Ping
was pleased, and the audience enjoyed the performance. The phrase, indulging in the five
musical notes, signifies Duke Ling's fascination and delight in new and captivating music. It
suggests that his passion for novel tunes blinded him to the potential harm associated with certain
pieces, even those believed to be ominous and destructive for the state. Is the pure sibilant
tune the saddest among all? asked the duke. No, replied musician Chuan, it is not as sad as the
pure lingual tune. Curious, the duke inquired further, is it possible to hear the pure lingual
tune? To which musician Chuan responded, no, in antiquity, only rulers of virtue and justice were
worthy of hearing the pure lingual tune. Your highness, as your virtue is still shallow, does
not yet deserve to hear it. The duke, however, persisted, expressing his strong desire to hear
it. Reluctantly, musician Chuan held up the harp and played the tune. During the performance,
a remarkable sight unfolded. Black cranes, numbering sixteen, flew in from the south and
gathered on the ridge of the gallery roof. As the second part played, they lined up in perfect
formation. In the third part, they raised their necks and sang while stretching their wings to
dance. The notes resonated, creating a heavenly ambience. Duke Ping and the audience were
thoroughly amused and delighted. Afterward, Duke Ping raised his wine cup to offer a toast to
musician Chuan, expressing his wishes for the musician's health and happiness. As he sat back
down, he inquired, is there no tune sadder than the pure lingual tune? Musician Chuan responded,
it is not as sad as the pure dental tune. Intrigued, the duke asked if it was possible
to hear the pure dental tune. Musician Chuan explained that in ancient times,
the Yellow Emperor gathered devils and spirits atop the western Tai Mountain in a grand assembly.
He composed the pure dental tune in their presence, while riding in a divine carriage
pulled by dragons, with various mythical beings accompanying him. As the duke's virtue was still
limited, musician Chuan expressed concern about playing the tune. However, Duke Ping,
being elderly and fascinated by music, insisted on hearing it. Reluctantly, musician Chuan played
the pure dental tune, and as the performance progressed, dark clouds appeared from the
northwestern direction. A powerful hurricane followed, accompanied by torrential rain that
wreaked havoc on the surroundings, tearing tents and curtains, breaking bowls and cups,
and even sweeping down the gallery's tiles. The terrified audience scattered, and Duke Ping
sought refuge in a gallery room. From that point on, the Qin State suffered from continuous dry
weather and a barren land for three years, and Duke Ping himself fell gravely ill. Thus, the
saying goes, to neglect political counsels and indulge in the five musical notes drives one to
misery. What is meant by, keeping covetous and self-opinionated? Keeping covetous and
self-opinionated, refers to the personality traits and behavior of Earl Qi Yao, a historical
figure. It means that he had a strong inclination towards acquiring more wealth and possessions,
and he held a high opinion of himself, often believing that his own ideas and desires were
superior to others. In the historical account, after Earl Qi Yao's successful military campaigns,
he demanded land from Han and Wei, two other states. When faced with resistance from Han,
one of his advisors, Tuan Kuei, warned that Earl Qi was driven by a desire for gain and had an
inflated sense of his own importance. Tuan Kuei feared that if Han refused to comply with the
demand, Earl Qi would likely resort to military force. To avoid conflict, Han eventually agreed
to cede a county to Earl Qi, which pleased him. Similarly, when Earl Qi demanded land from Wei,
another advisor named Chou Chia advised Viscount Suan of Wei to comply and give in to the demand
to avoid potential military aggression from Earl Qi. Again, the desire to avoid conflict led to
the cession of land to Earl Qi. The phrase, keeping covetous and self-opinionated, highlights
Earl Qi Yao's ambitious and self-centered nature, which influenced his interactions with other
states and his pursuit of more territories and resources. Earl Qi finally sent emissaries to
Chou to demand the districts of Sai and Kaolang. However, Viscount Sang of Chou refused to comply
with the demand. In response, Earl Qi formed a secret alliance with Han and Wei with the intention
of invading Chou. Upon learning of this, Viscount Sang sought counsel from his advisor, Chong Meng
Tan. Viscount Sang expressed his concern that Earl Qi appeared kind on the surface but was
actually unkind to everyone. He feared that Earl Qi would move his troops against Chou, putting
his state in a precarious position. Chong Meng Tan suggested that Viscount Sang relocate to
Qingyang, a city well-governed by the capable Minister Tung An Yu during Viscount Chen's rule.
Following Chong Meng Tan's advice, Viscount Sang summoned Yen Ling Yu and ordered him to lead the
military forces to Qingyang while he followed. Upon arriving, Viscount Sang inspected the city
and discovered that the city walls were in poor repair, there was a lack of stored grain, money
in the treasury, and adequate armor and weapons. Fearing the imminent threat, Viscount Sang sought
Chong Meng Tan's counsel once again. Chong Meng Tan advised Viscount Sang to follow the example
of the sage's governance, focusing on preserving resources among the people rather than hoarding
them in the treasury or armory. He suggested that the Viscount issue an emergency decree,
urging the people to keep enough food and money for three years and contribute any surplus to the
He also called for men who were not involved in essential family duties to help repair the city
walls. Viscount Sang promptly issued the decree. As a result, within five days, the storehouses
were filled with grain, the treasury with money, and the armory with armor and weapons.
The city walls were successfully repaired, and Chao was prepared to defend itself against the
potential invasion. Then the Viscount called for Chong Meng Tan and inquired,
Even though our city walls are now in good condition, we have enough provisions for
defense, sufficient money in grain, and an abundance of armor and weapons, we still lack
arrows. What can we do about that? Chong Meng Tan replied, As I have heard, during Tung Su's
governance of Chinyong, the fences of the public hall were adorned with bush clovers and thorny
reeds on their outer enclosures, which have now grown to a height of ten feet. If Your Highness
takes them out and uses them, there will be more than enough arrows. Acting upon this advice,
the Viscount had the reeds and bushes taken out, tested them, and found them to be as sturdy as
fragrant bamboo stems. Later, the Viscount faced another concern, We have enough arrows now,
but what can we do without metal? Chong Meng Tan responded, I have heard that during Tung Su's
governance of Chinyong, the drawing rooms of the public hall and the public dormitory were
furnished with columns and pedestals made of refined copper. If Your Highness retrieves and
uses them, there will be more than enough metal. Following this advice, the Viscount had the
copper columns and pedestals retrieved, providing ample metal resources. With the necessary
preparations and orders in place for defense, the armies of the three enemy countries finally
arrived at Chinyong. Immediately after their arrival, the enemy armies launched an attack
on the city walls of Chinyong and fierce fighting ensued. However, despite three months of
engagement, they were unable to capture the city. As a result, they decided to spread out their
troops and besiege the city, diverting the water of the nearby river to flood it. This prolonged
siege lasted for three years, during which the people inside the city had to resort to making
makeshift shelters and hanging up their cooking utensils for survival. With resources dwindling,
and officers and officials exhausted, Viscount Sang expressed his concerns to Chong Mang Tan,
stating that they might not be able to hold out much longer. He contemplated surrendering the
city, but he sought advice on which country he should surrender to. In response, Chong Mang Tan
advised against surrender, quoting the saying that a wise man should strive to rescue a doomed city
and protect an endangered object from harm. He suggested a bold plan of his own, proposing to
sneak out through the water and meet with the rulers of Han and Wei to seek their assistance.
Upon meeting the rulers of Han and Wei, Chong Mang Tan warned them about the imminent danger
of falling prey to Earl Qi's invasion after Chao's downfall. The rulers acknowledged the likelihood
of such an outcome, but they were hesitant to act openly against Earl Qi due to his suspicious
and unkind nature. Chong Mang Tan offered a solution by keeping their scheme confidential,
with only him being aware of the plan. In secrecy, they plotted the revolt of the two
armies against Earl Qi, and a specific date was set. That night, Chong Mang Tan returned to
Qingyang and informed Viscount Sang about the alliance they had formed with the rulers of Han
and Wei. The Viscount was both frightened and pleased by the development and warmly welcomed
Mang Tan, expressing his gratitude for the assistance and support. After sending Chong
Mang Tan away with their promise, the two rulers paid a visit to Earl Qi. On their way out,
they encountered Qi Kuo outside the commander's headquarters. Observing their demeanor,
Qi Kuo grew suspicious and went to inform Earl Qi about his concerns. He perceived a change
in the rulers' behavior, noting their high spirits and less cautious attitude. He advised
the Earl to take immediate action to prevent any potential insurrection. However, Earl Qi had full
confidence in the covenant he made with the two rulers, as they had a strong alliance. He believed
they would not deceive him, and he saw the imminent capture of Chao as a means to divide its territory
among themselves. Earl Qi dismissed Qi Kuo's warnings, confident that the two rulers would
remain loyal. The following day, the two rulers visited Earl Qi again, and once more, they
encountered Qi Kuo at the commander's headquarters. Qi Kuo reiterated his suspicions, informing Earl
Qi that the rulers had taken notice of him after their previous meeting, which further reinforced
his belief in their plans for an insurrection. Qi Kuo suggested that if Earl Qi was unwilling
to kill the two rulers, he should cultivate stronger friendships with them. He proposed
promising the rulers to infest their counselors, Chao Chia and Tuan Kuei, each with a county of
10,000 families after the fall of Chao. This promise would give the rulers no reason to
However, Earl Qi was not convinced and worried that such enfaoffments would reduce his gains
upon the division of Chao's territory. He declined Qi Kuo's advice, dismissing the
idea of enfaoffing the counselors. Unsatisfied with the response, Qi Kuo decided to distance
himself from Earl Qi's camp and change his kinsmen into the Fu clan. On the appointed night,
the Chao clan carried out a successful attack, destroying the enemy garrisons of the dykes and
causing the water to flood Earl Qi's army. The troops of Earl Qi, focused on keeping the water
out, fell into disarray. Meanwhile, Han and Wei launched surprise attacks from both sides,
while Viscount Sang led his forces to raid the front. Together, they overwhelmingly defeated
Earl Qi's troops, leading to his capture and subsequent death. His forces were defeated,
his country was divided into three parts, and he became a laughingstock in the eyes of the world.
Hence the saying. To keep covetous and self-opinionated fosters the root of self-destruction.
Regarding the phrase, indulging in women singers, it refers to the actions of ancient rulers who
embraced extravagance and luxurious lifestyle. When Duke Miu asked Yu Yu about the right way
of government, Yu Yu explained that intelligent rulers of the past won and lost their states
based on their frugality or extravagance. He cited examples of rulers like Yao, Yu Shun, and
Yu, who gained or lost obedience from the feudal states depending on their level of extravagance
and refinement. The more they indulged in luxurious items like fancy table wares, decorative cushions,
and ornamental vehicles, the less willing the states were to obey them. Thus, Yu Yu emphasized
the importance of frugality in governance as the right way to lead a state successfully.
After Yu Yu left, Duke Miu called upon the officer of the censorate,
Liao, and expressed his concern about Yu Yu's presence as a sage in a neighboring country,
posing a threat to their state. Liao suggested a cunning plan to disturb the king of Yong's
state affairs by gifting him women singers. This would cause discord between Yu Yu and the king,
allowing them to plot against Yong later. Duke Miu agreed and sent 16 women singers as a present
to the king of Yong, who became captivated by their performances. He indulged in feasts,
drinking parties, and music, neglecting state affairs. When Yu Yu returned and tried to
remonstrate with the king, he was ignored. Frustrated, Yu Yu left for Qin, and Duke Miu
welcomed him, appointing him as assistant premier in gathering information about Yong's military
strength and land features. With the knowledge acquired, Duke Miu mobilized his army and
attacked Yong, annexing 12 states and expanding his territory significantly. This gave rise to
the saying, to indulge in women singers and neglect state affairs forecasts the catastrophe
of state ruin. Now, let's address the meaning of leaving home for distant travels.
In a past incident, while Viscount Tian Cheng was traveling at sea and enjoying himself,
he issued a harsh order to all high officials, threatening death to anyone who mentioned going
back home. Yan Chou Chu, however, raised concerns about the potential plot against the state by
ministers at home while the ruler was away. He emphasized the importance of staying vigilant
and maintaining the state's interests. Despite his loyal intentions, Viscount Tian Cheng took
up a lance to attack Yan Chou Chu. The latter fearlessly stood his ground, reminding the ruler
of historical examples where neglecting loyal advisors led to disastrous consequences. Touched
by the wisdom and loyalty of Yan Chou Chu, the ruler abandoned his initial plans, returned home,
and successfully secured the Qi state. This event gave rise to the saying, to leave home for distant
travels and ignore remonstrance is the surest way to endanger one's position at home. The phrase,
committing faults and turn no ear to loyal ministers, means to make mistakes and refuse
to listen to the advice or counsel of faithful and loyal advisors. In the past, Duke Huan of Qi held
nine meetings with the feudal lords, uniting all under heaven and becoming one of the five
hegemonic rulers. Quan Cheng, his trusted advisor, assisted him during this period.
However, as Quan Cheng grew old and couldn't attend to his duties, he retired to his home.
Duke Huan visited him and asked about the succession of state affairs in case Quan Cheng
couldn't return to work. Quan Cheng advised the duke not to appoint certain individuals as his
successor. Pao Shu Ya was deemed unfit due to his harsh and inflexible nature, which wouldn't
endear him to the people. Shu Tiao, who castrated himself to serve the harem, was not considered
because he couldn't even love himself, let alone his master. Prince Kai Fang of Wei was also
excluded because he neglected his parents for 15 years to serve the duke, indicating a lack
of filial affection. Quan Cheng recommended Shi Peng as the right person for the role.
He was steadfast in mind, honest in his dealings with people, content with few desires, and had a
good reputation. Such qualities would set an example for others, qualify him for important
positions, enable him to govern the masses effectively, and build friendly relations
with neighboring states. Duke Huan agreed and decided to employ Shi Peng as his successor.
In more than a year after Quan Cheng's death, Duke Huan did not choose Shi Peng as his successor
but instead passed the reins of government to Shu Tiao. After three years of handling state affairs,
Duke Huan traveled southward to Tangfu. At that time, Shu Tiao, along with Yi Ya,
Prince Kai Fang of Wei, and other chief vassals, launched a rebellion. As a result,
Duke Huan was imprisoned and died of thirst and hunger inside the heavily guarded bedchamber
near the south gate. His body remained uncovered for three months until worms infested it.
Despite Duke Huan's past military triumphs and his position as the first hegemonic ruler,
he eventually faced betrayal by his ministers, lost his high reputation, and became a laughing
stock in all under heaven. This downfall happened because he ignored the advice of Quan Cheng and
failed to listen to his loyal ministers. The saying, to commit faults, turn no ear to loyal
ministers, and enforce one's own opinions, destroys one's high reputation and sets people
to laugh at one, reflects the consequences of Duke Huan's actions. Not consolidating the
forces within one's boundaries means failing to unite and strengthen one's own allies and
resources. In the past, when the state of Qin was attacking Yi Yang, the Han clan was in danger.
Kung Chung Peng suggested to the ruler of Han that they should make peace with Qin through the help
of Chong Yi. The plan involved offering Qin a famous city and joining their forces in a southward
campaign against Chu. This strategy aimed to resolve their issues with Qin and weaken Qin's
friendship with Chu. However, when the king of Chu learned of this plan, he became worried and
sought counsel from Chen Chen. Chen Chen proposed a counterplan, suggesting that the king of Chu
should send a goodwill envoy to the ruler of Han. They would present many chariots and precious
gifts, claiming that Chu had already mobilized all its forces and hoped that Han, being a great
country, would display high morale against the Qin invaders. This way, they expected Han to send a
delegation to the Chu border to observe their mobilization. Han indeed sent a delegation to
Chu, and in response, the king of Chu dispatched chariots and cavalry to the border. The Han
delegation was instructed to inform the ruler of Han that Chu's troops were about to enter Han's
territory. The ruler of Han was pleased with this display of support from Chu and halted
Kung Chung from going westward. Kung Chung disagreed and believed that relying on Chu's
empty promises while neglecting the real threat from Qin would endanger the country.
However, the ruler of Han disregarded his advice, which angered Kung Chung. He decided not to visit
the court for ten days. The situation in Yiyang became increasingly perilous, prompting the ruler
of Han to send repeated envoys to Chu seeking reinforcements. Despite their efforts, Yiyang
eventually fell, and the ruler of Han became a subject of mockery among the feudal lords.
This situation led to the saying, not to consolidate the forces within one's boundaries
but to rely on other feudal lords causes the country the calamity of dismemberment.
The phrase, insulting big powers despite the smallness of one's own state,
refers to a historical event involving Prince Chung Erh of Qin. While he was living in exile,
he passed through the Cao state, where the ruler treated him disrespectfully.
Shi Fu Kai and Shu Chan, who attended the meeting, warned the ruler of Cao about the
potential consequences of mistreating the prince, as he might seek revenge when he regains power.
However, the ruler of Cao did not heed their advice. Upon returning home, Shi Fu Qi's wife
noticed his unhappiness and inquired about it. Shi Fu Kai explained the situation and expressed
concern that the prince, once in power, might punish those who treated him poorly, including
the Cao state. Inspired by his wife's words, Shi Fu Kai sent messengers with gifts to the prince
of Qin to show him respect. The prince accepted the food but declined the jades, signaling that
he still remembered the impolite treatment from Cao. From Cao, the prince traveled to Chu, and
from Chu, he entered Qin. After staying in Qin for three years, Duke Mu of Qin called all his
ministers for consultation. He expressed concern about the state's chaotic conditions since the
passing of Duke Xian, and he feared that it might lead to neglect of their ancestral shrine and
altar. To maintain his friendship with Qin and restore order to the country, Duke Mu decided
to support Cheng Erh and install him as the ruler of Qin. The ministers agreed with this plan,
and the duke raised an army to help Cheng Erh take the throne. After three years as the ruler,
Cheng Erh attacked Cao. He demanded that Xu Qian be handed over to him as punishment for his past
insult. At the same time, he assured Shi Fu Kai that his residential quarters would be spared
during the attack if he displayed a sign on the gate. Due to Shi Fu Qi's respectfulness towards
the prince, many families sought safety within his quarters during the conflict. Cao, being a small
state between Qin and Chu, faced constant danger. However, its ruler, by showing discourtesy to the
prince of Qin, paved the way for the extinction of his posterity. This led to the saying,
to insult big powers despite the smallness of one's own country and take no advice from
remonstrance paves the way to the extinction of one's posterity. Chapter 10 Solitary Indignation
Those who understand the principles of tact are perceptive and observant.
They can see through selfish motives and actions. Those capable of upholding the law are decisive
and straightforward. They have the ability to correct wrongdoing and ensure fairness.
Ministers who diligently perform their duties in accordance with orders and follow the laws
are not referred to as heavy-handed men. The term is reserved for those who act without orders,
pursue their own interests by breaking the law, misuse state resources for personal gain,
and possess enough influence to manipulate their ruler. These are the so-called heavy-handed men.
Men who possess a deep understanding of tact and keen observation can discern the true
motives of these heavy-handed men if they are given the opportunity to advise and serve the
ruler. Similarly, those who uphold the law and exhibit straightforwardness can rectify
the crooked actions of these individuals if they are given the chance to influence the ruler.
Therefore, when rulers rely on such capable advisors, noble and powerful ministers will
undoubtedly rise in importance, leading to conflict and enmity between them and the
authorities responsible for state affairs. If those in power control all aspects of the state,
both those within and outside the court will be compelled to become their tools.
The authorities' influence allows them to mediate negotiations with foreign feudal lords,
advance the careers of government officials, control access to the ruler for courtiers,
and influence the treatment of scholars. These four means are how wicked ministers
enhance their status. The heavy-handed men cannot be truly loyal to the ruler to the extent that
they would recommend their enemies, and the ruler cannot rise above the influence of the four means
to discern the right type of ministers. Consequently, the more misguided the ruler
becomes, the more powerful the chief vassals become. In general, those in power are often
trusted and beloved by the ruler. They have longstanding relationships and familiarity
with the ruler, which they use to gain favor by aligning their likes and dislikes with the
ruler's preferences. They hold high-ranking positions, have numerous friends and allies,
and are praised by the entire country. On the contrary, those who uphold the law and possess
tact often lack the trust and favor of the ruler. They aim to reform the ruler's biased mindset
through lectures on law and tact, which goes against the ruler's preferences. As a result,
they usually find themselves in low and humble positions, without many allies,
living a solitary and isolated existence. In reality, when distant and unfamiliar
entities compete against those that are near and familiar, they have no logical reason to win.
Newcomers and travelers, when contending with longstanding acquaintances and old friends,
also lack a logical reason to prevail. Similarly, opponents of the sovereign's opinions,
when contesting with his supporters who share the same preferences, have no valid grounds for
winning. The weak and powerless, when confronting the mighty and influential, likewise lack a
logical basis for victory. And an individual, when opposing the entire country, has no rational
justification to win. Faced with these five disadvantages, advocates of law and tact may
wait for years, yet still find themselves unable to have an audience with the ruler.
Conversely, the authorities in power, benefiting from five advantages,
can freely speak their minds to the throne whenever they wish.
In such a scenario, how can advocates of law and tact distinguish themselves,
and when will the ruler recognize his own mistakes? Given their unfortunate disadvantages
and incompatibility with the authorities, how can advocates of law and tact avoid danger?
Those who can be falsely accused of crimes are subject to punishment according to state laws,
while those who cannot be indicted are targeted by private assassins.
Therefore, those who uphold the principles of law and tact but act contrary to the ruler's
preferences are either officially condemned or assassinated by private individuals.
On the other hand, friends and supporters who form alliances with the purpose of deceiving
the ruler and twisting their words to benefit themselves always gain the trust of the heavy-handed
men. Consequently, those who can be credited with meritorious services are granted official positions,
while those who lack a good reputation gain influence through foreign connections.
Therefore, individuals who deceive the ruler and frequent private residences,
if not celebrated with official positions, still wield power through foreign influence.
In the current state of affairs, the ruler punishes advocates of law and tact without
thoroughly investigating evidence and witnesses, while rewarding friends and supporters of the
authorities without waiting for meritorious deeds. This discourages advocates of law and
tact from risking their lives to present their ideas to the throne, while wicked ministers
continue to pursue their personal advantages and maintain their positions. As a result,
the more humble the ruler becomes, the more influential the private clans grow.
Indeed, the Yu state was prosperous and had a strong army. Yet the rulers of every central state,
recognizing that she was beyond their control, would say,
She is not within our reach. The same applies to a state at present. No matter how vast its
territory or how numerous its population, if the ruler is deluded and the chief vassals hold all
power, that state is akin to Yu. If the ruler only perceives no resemblance of his own state to Yu
but fails to recognize the similarity of states beyond his control to the state under his control,
he lacks a thorough understanding of what resemblance truly means.
People often speak of the fall of Kai and Qin. However, it does not mean that their lands and
cities physically crumbled, but rather that the ruling power shifted from one clan to another.
In the present day, if the chief vassals hold all the ruling power and decide on state policies
without the sovereign's knowledge of how to reclaim his prerogatives, it is a sign of the
ruler's lack of intelligence. Just like someone who catches the same diseases as those who died
cannot survive, and a state that shows the same symptoms as ruined ones cannot exist.
Thus, those who follow in the footsteps of Kai and Qin, even if they wish to secure and preserve
their states, will find it an unattainable task. This difficulty in enacting law and
tact is not limited to rulers of large states but also affects rulers of smaller ones.
As the attendants of the ruler are not necessarily wise or worthy, seeking counsel from supposed wise
men and discussing their words with attendants is like presenting wisdom to fools. Similarly,
showing respect to supposed worthy men and discussing their deeds with attendants is like
presenting worthiness to ruffians. When wise and worthy men have to seek approval from fools and
ruffians, their merits are devalued, and the ruler's conclusions become flawed.
Among the subjects aspiring to official positions, refined and wise men would
maintain their integrity and advance their careers through eloquence and competence.
They do not seek to please others with bribes or bend the law to enter governmental service.
Instead, they rely on their integrity and eloquence to gain recognition.
Consequently, refined and intelligent men neither bribe attendants nor comply with
private requests. However, the attendants of the ruler are not as upright in conduct as po'ai.
If they do not receive the expected bribes and favors, the merits of integrity and eloquence
in refined and intelligent men are overlooked, and instead, false accusations and slander emerge.
When the merits of eloquence are stifled by courtiers and the virtues of integrity are
judged by slanderers, capable and intelligent magistrates may be removed, and the ruler's
sagacity may be undermined. When the ruler values wisdom and virtue not based on meritorious
services or through proper investigation and testimony but merely listens to the words of
courtiers and attendants, incapable men fill the court, and corrupt and unintelligent magistrates
occupy all positions. The biggest threat to a ruler of a large state is the excessive power
of the chief vassals. Similarly, for a ruler of a smaller state, the danger lies in placing too
much trust in the attendants. These threats are common to all rulers. Moreover, whether ministers
commit major offenses or the ruler has serious faults, their interests often clash. The ruler
aims to appoint capable individuals to office, reward distinguished service, and have heroic men
demonstrate their abilities. On the other hand, the ministers are interested in securing employment
without competence, obtaining wealth and honor without merit, and furthering their own agendas
through friends and partisans. As a result, when the state is dismembered, private families become
enriched, and when the ruler loses influence, the ministers gain control over the state.
When the ruler takes on the title of a feudatory vassal, the prime minister manipulates power for
his own benefit. All of this leads to ministers trying to deceive the ruler and serve their
If the ruler were to change the circumstances, not even two or three out of ten chief vassals
in the present age would remain in favor with him. This is because the crimes committed by
ministers are severe. Ministers guilty of major offenses must have deceived their sovereign,
and such crimes warrant the death penalty. Wise men, who are farsighted and fear death,
would never obey such heavy-handed men. Similarly, worthies, who value personal
integrity and are ashamed of joining wicked ministers in deceiving the sovereign, would
never obey the chief vassals. Those who follow and depend on the authorities must either be
ignorant of the impending calamity or be corrupt and have no qualms about committing wicked deeds.
The chief vassals control these foolish and corrupt individuals,
collaborating with them to deceive the ruler from above and exploit the masses from below.
Their friends and partisans engage in treasonable acts, manipulate the ruler with unified words,
and disregard the law, causing turmoil among the gentry and commoners.
All these actions push the state towards danger and dismemberment in the ruler towards hardship
and disgrace. This amounts to a major offense. When ministers commit such major offenses and
the ruler fails to suppress them, it becomes a serious fault on the ruler's part. If both the
ruler and ministers engage in such serious faults and offenses, it becomes nearly impossible to
prevent the state from going to ruin.
